Ask Securities Lawyer 101 l Form 12b-25 Q & A
Securities Lawyer 101 Blog Accelerated filers, non-accelerated filers and smaller reporting companies occasionally have difficulty meeting the Securities and Exch...
Rule 506 Offering Requirements – Rule 506 Attorneys
Rule 506 Is Amended Rule 506 Offerings are the most common of the Regulation D exemptions from registration under the Securities Act of 1933, as amended (the “Sec...
How Do I Resell Restricted Stock ? l Securities Lawyer 101
Securities Lawyer 101 Blog It has become routine for public companies and private companies going public to mark their stock certificates with “Restrictive Legen...
Tweeting Your Regulation A+ Offering – Going Public Attorneys
SEC Provides Guidance For Twitter In Regulation A+ Offerings- Testing the Waters On June 19, 2015, new rules expanding Regulation A became effective. The expande...
The Role of The Going Public Attorney – Securities Lawyer 101
The role of the going public attorney is one of the most important in the going public process. The going public attorneys at Hamilton & Associates Law Group have p...
Is Stock Scalping Illegal? l Securities Lawyer 101
Securities Lawyer 101 Blog Stock scalping refers to the illegal and deceptive practice of recommending that others purchase a security while secretly selling the ...
SEC Says Social Media OK – Going Public Attorneys
The use of social media is a growing concern with new exemptions that allow issuers to engage in general solicitation and advertising of their unregistered offerings...
What Is a Secondary Registration Statement?
Going public transactions can be structured a variety of ways. Many going public transactions involve the filing of a secondary registration statement with the Secu...
SEC Issues Stop Order For Comp Service’s Registration Statement
On April 23, 2014, the Securities and Exchange Commission (“SEC”) issued a stop order to prevent a Northern California-based company from issuing stock after includ...
